SFC Licences of CHAN Shuk Yin 陳淑賢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 | RE | 9 | 24 April 2007 | 11 July 2007 |
Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 | RE | 5 | 24 April 2007 | 11 July 2007 |
Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 | RE | 4 | 24 April 2007 | 11 July 2007 |
ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 | RE | 3 | 12 June 2004 | 22 December 2004 |
ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 | RE | 4 | 01 April 2004 | 22 December 2004 |
ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 | RE | 1 | 01 April 2004 | 22 December 2004 |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 6 | 01 April 2003 | 31 January 2004 |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 9 | 01 April 2003 | 31 January 2004 |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 01 April 2003 | 31 January 2004 |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 4 | 01 April 2003 | 31 January 2004 |