SFC Licences of CHAN Shuk Yin 陳淑賢

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 RE 9 24 April 2007 11 July 2007
Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 RE 5 24 April 2007 11 July 2007
Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 RE 4 24 April 2007 11 July 2007
ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 RE 3 12 June 2004 22 December 2004
ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 RE 4 01 April 2004 22 December 2004
ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 RE 1 01 April 2004 22 December 2004
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 6 01 April 2003 31 January 2004
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 9 01 April 2003 31 January 2004
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 1 01 April 2003 31 January 2004
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 4 01 April 2003 31 January 2004