SFC Licences of LAM Hau Chu 林巧珠

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Sun Life Hong Kong Limited 香港永明金融有限公司 RE 4 27 July 2007 31 May 2009
BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 RE 4 18 April 2005 01 March 2007
Prudential Assurance Company Limited, The 英國保誠保險有限公司 RE 4 01 April 2003 31 March 2005
Prudential Assurance Company Limited, The 英國保誠保險有限公司 RE 9 01 April 2003 21 March 2005
Prudential Assurance Company Limited, The 英國保誠保險有限公司 RE 6 01 April 2003 21 March 2005