SFC Licences of CHU Ka Man 朱嘉文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Emperor Futures Limited 英皇期貨有限公司 | RE | 2 | 21 September 2009 | |
| Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 11 June 2009 | |
| Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 | RE | 1 | 01 September 2008 | 18 May 2009 |
| Head & Shoulders Securities Limited 聯合證券有限公司 | RE | 1 | 06 December 2007 | 30 June 2008 |
| Fulbright Futures Limited 富昌期貨有限公司 | RE | 2 | 27 October 2006 | 26 November 2007 |
| Fulbright Securities Limited 富昌證券有限公司 | RE | 1 | 31 August 2006 | 26 November 2007 |
| One China Securities Limited 一中證券有限公司 | RE | 1 | 04 July 2005 | 24 August 2006 |
| Wintech Securities Limited 盈泰證券有限公司 | RE | 1 | 28 April 2004 | 27 June 2005 |
| Fulbright Securities Limited 富昌證券有限公司 | RE | 6 | 01 April 2003 | 31 December 2003 |
| Fulbright Securities Limited 富昌證券有限公司 | RE | 7 | 01 April 2003 | 31 December 2003 |
| Fulbright Securities Limited 富昌證券有限公司 | RE | 4 | 01 April 2003 | 31 December 2003 |
| Fulbright Securities Limited 富昌證券有限公司 | RE | 9 | 01 April 2003 | 31 December 2003 |
| Fulbright Securities Limited 富昌證券有限公司 | RE | 1 | 01 April 2003 | 31 December 2003 |