SFC Licences of LEE Yick Wa 李益華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Cinda International Securities Limited 信達國際證券有限公司 | RE | 1 | 25 October 2010 | 07 January 2012 |
Sun Life Hong Kong Limited 香港永明金融有限公司 | RE | 4 | 08 October 2007 | 31 May 2009 |
Zurich Advisory (HK) Limited 蘇黎世金融服務顧問有限公司 | RE | 4 | 09 March 2004 | 12 February 2007 |