SFC Licences of LAU Ngoi Lai 劉靄麗

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Cinda International Securities Limited 信達國際證券有限公司	RE	1	06 March 2020
RHB Securities Hong Kong Limited 興業金融證券有限公司	RE	1	27 March 2017	28 February 2020
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司	RE	1	13 February 2017	27 March 2017
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司	RE	1	09 May 2003	12 February 2017
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司	RE	7	01 April 2003	04 April 2003
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司	RE	6	01 April 2003	04 April 2003
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司	RE	4	01 April 2003	04 April 2003
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司	RE	1	01 April 2003	04 April 2003
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司	RE	9	01 April 2003	04 April 2003
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司	RE	7	01 April 2003	04 April 2003
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司	RE	6	01 April 2003	04 April 2003
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司	RE	4	01 April 2003	04 April 2003
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司	RE	1	01 April 2003	04 April 2003
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司	RE	9	01 April 2003	04 April 2003