SFC Licences of NG Tan Hung Charlotte 吳騰紅

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
First Seafront International Capital Limited 第一前海國際資本有限公司 RO 4 04 May 2020 08 January 2022
First Seafront International Capital Limited 第一前海國際資本有限公司 RO 1 12 September 2018 08 January 2022
First Seafront International Capital Limited 第一前海國際資本有限公司 RO 6 12 September 2018 08 January 2022
Partners Capital International Limited 博大資本國際有限公司 RO 6 21 July 2016 09 May 2017
Partners Capital International Limited 博大資本國際有限公司 RO 1 21 July 2016 09 May 2017
Partners Capital International Limited 博大資本國際有限公司 RE 6 13 June 2016 21 July 2016
Partners Capital International Limited 博大資本國際有限公司 RE 1 13 June 2016 21 July 2016
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 RE 6 31 July 2015 30 September 2015
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 RE 1 31 July 2015 30 September 2015
Everbright Securities Global (HK) Limited 光大證券環球(香港)有限公司 RO 6 03 January 2014 07 February 2015
Everbright Securities Global (HK) Limited 光大證券環球(香港)有限公司 RO 1 03 January 2014 07 February 2015
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 26 September 2013 07 February 2015
Everbright Securities Global (HK) Limited 光大證券環球(香港)有限公司 RE 1 26 September 2013 03 January 2014
Everbright Securities Global (HK) Limited 光大證券環球(香港)有限公司 RE 6 26 September 2013 03 January 2014
Mason Securities Limited 茂宸證券有限公司 RO 6 22 August 2012 13 June 2013
Mason Securities Limited 茂宸證券有限公司 RE 1 12 June 2012 13 June 2013
Mason Securities Limited 茂宸證券有限公司 RE 6 12 June 2012 22 August 2012
VC Capital Limited 滙盈融資有限公司 RE 6 27 July 2011 16 November 2011
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 06 July 2010 16 June 2011
Everbright Securities Global (HK) Limited 光大證券環球(香港)有限公司 RE 6 23 August 2007 16 June 2011
Everbright Securities Global (HK) Limited 光大證券環球(香港)有限公司 RE 1 23 August 2007 16 June 2011
Cinda International Capital Limited 信達國際融資有限公司 RE 1 07 June 2007 01 August 2007
Cinda International Capital Limited 信達國際融資有限公司 RE 6 22 May 2007 01 August 2007
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 RE 6 01 June 2005 24 April 2007