SFC Licences of CHAN Yue Yan 陳宇昕

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司	RO	4	09 October 2023
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司	RO	1	09 October 2023
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司	RE	4	12 January 2021	09 October 2023
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司	RE	1	20 November 2017	09 October 2023
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司	RE	4	13 May 2016	31 October 2017
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司	RE	1	13 May 2016	31 October 2017
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司	RE	9	18 October 2010	19 April 2016
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司	RE	4	18 October 2010	19 April 2016
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司	RE	1	18 October 2010	19 April 2016
AlTi Wealth Management (Hong Kong) Limited 安旗財富管理(香港)有限公司	RE	9	09 November 2009	28 September 2010
AlTi Wealth Management (Hong Kong) Limited 安旗財富管理(香港)有限公司	RE	5	09 November 2009	28 September 2010
AlTi Wealth Management (Hong Kong) Limited 安旗財富管理(香港)有限公司	RE	4	09 November 2009	28 September 2010
Merrill Lynch Futures (Hong Kong) Limited	RE	2	16 November 2007	13 February 2009
Merrill Lynch (Asia Pacific) Limited	RE	1	02 November 2007	13 February 2009
GAM Hong Kong Limited 環球投資(香港)有限公司	RE	9	04 January 2007	22 September 2007
GAM Hong Kong Limited 環球投資(香港)有限公司	RE	1	17 May 2006	22 September 2007
Citigroup Global Markets Hong Kong Futures and Securities Limited	RE	2	08 April 2005	23 December 2005
Citigroup Global Markets Hong Kong Futures and Securities Limited	RE	1	16 October 2003	23 December 2005
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	1	01 April 2003	23 December 2005
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	6	01 April 2003	13 October 2003
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	7	01 April 2003	13 October 2003
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	9	01 April 2003	13 October 2003
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	4	01 April 2003	13 October 2003