SFC Licences of LEUNG Wai Nam 梁偉南
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Shanggu Securities Limited 上古證券有限公司 | RO | 6 | 05 February 2018 | |
| Shanggu Securities Limited 上古證券有限公司 | RO | 4 | 05 February 2018 | |
| Shanggu Securities Limited 上古證券有限公司 | RO | 1 | 05 February 2018 | |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 16 March 2011 | 22 June 2016 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RO | 6 | 03 November 2008 | 22 June 2016 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 01 September 2008 | 22 June 2016 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 6 | 11 August 2008 | 03 November 2008 |
| MUSHK Limited | RO | 6 | 18 February 2008 | 07 June 2008 |
| ICEA Capital Limited 工商東亞融資有限公司 | RE | 6 | 01 April 2003 | 16 November 2005 |
| ICEA Capital Limited 工商東亞融資有限公司 | RE | 1 | 01 April 2003 | 16 November 2005 |
| ICEA Capital Limited 工商東亞融資有限公司 | RE | 4 | 01 April 2003 | 12 January 2004 |
| ICEA Capital Limited 工商東亞融資有限公司 | RE | 9 | 01 April 2003 | 12 January 2004 |