SFC Licences of CHIU Wing Chor 趙永初
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Dragonstone Capital Management Limited 龍石資本管理有限公司 | RE | 9 | 08 May 2023 | |
| Dragonstone Capital Management Limited 龍石資本管理有限公司 | RE | 4 | 24 March 2023 | |
| Dragonstone Capital Management Limited 龍石資本管理有限公司 | RE | 1 | 24 March 2023 | |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 04 November 2021 | 31 December 2022 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 04 November 2021 | 31 December 2022 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 08 July 2019 | 25 February 2020 |