SFC Licences of ROBERTSON Simon Montague
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 2 | 11 October 2016 | 20 May 2017 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 11 July 2013 | 20 May 2017 |
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 11 July 2013 | 10 October 2016 |
UBS Securities Asia Limited | RE | 2 | 05 May 2010 | 23 March 2013 |
UBS Securities Asia Limited | RE | 1 | 05 May 2010 | 23 March 2013 |
UBS Securities Asia Limited | RE | 2 | 05 June 2008 | 09 April 2010 |
UBS Securities Asia Limited | RE | 1 | 01 April 2003 | 09 April 2010 |
UBS Securities Asia Limited | RE | 6 | 01 April 2003 | 24 March 2005 |
UBS Securities Asia Limited | RE | 4 | 01 April 2003 | 24 March 2005 |
UBS Securities Asia Limited | RE | 9 | 01 April 2003 | 04 February 2005 |