SFC Licences of LAU Tat Keung 劉達強

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Bendura Wealth Management (Hong Kong) Limited 富地財富管理(香港)有限公司	RO	9	08 February 2024
Bendura Wealth Management (Hong Kong) Limited 富地財富管理(香港)有限公司	RO	4	08 February 2024
Bendura Wealth Management (Hong Kong) Limited 富地財富管理(香港)有限公司	RE	9	19 January 2024	08 February 2024
Bendura Wealth Management (Hong Kong) Limited 富地財富管理(香港)有限公司	RE	4	19 January 2024	08 February 2024
Bendura Wealth Management (Hong Kong) Limited 富地財富管理(香港)有限公司	RE	1	19 January 2024
Hong Kong Metasequoia Capital Management Limited 香港水杉資產管理有限公司	RO	9	25 June 2019	12 January 2024
Hong Kong Metasequoia Capital Management Limited 香港水杉資產管理有限公司	RO	4	25 June 2019	12 January 2024
Shun Heng Securities Limited 信亨証券有限公司	RO	1	25 June 2019	12 January 2024
Hong Kong Metasequoia Capital Management Limited 香港水杉資產管理有限公司	RE	9	17 June 2019	25 June 2019
Hong Kong Metasequoia Capital Management Limited 香港水杉資產管理有限公司	RE	4	17 June 2019	25 June 2019
China Reserve Securities Limited 東儲證券有限公司	RE	9	28 March 2019	03 June 2019
China Reserve Securities Limited 東儲證券有限公司	RE	4	28 March 2019	03 June 2019
Huge Asset Management Limited 和聚資產管理有限公司	RO	9	23 November 2016	14 February 2019
Huge Asset Management Limited 和聚資產管理有限公司	RO	4	23 November 2016	14 February 2019
Huge Asset Management Limited 和聚資產管理有限公司	RE	9	08 November 2016	23 November 2016
Huge Asset Management Limited 和聚資產管理有限公司	RE	4	08 November 2016	23 November 2016
F.T.M.F. Distribution Limited 吉富全球投資(香港)有限公司	RE	9	12 December 2014	18 October 2016
F.T.M.F. Distribution Limited 吉富全球投資(香港)有限公司	RO	4	22 March 2012	18 October 2016
Future Growth Financial Services Limited 聚合金融服務有限公司	RE	2	14 March 2011	28 March 2011
Future Growth Financial Services Limited 聚合金融服務有限公司	RE	1	14 March 2011	28 March 2011
Arete Research Asia Limited	RO	4	23 July 2010	10 September 2010
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務)	RE	1	09 May 2008	06 February 2010
Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司	RE	1	09 May 2008	06 February 2010
ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司	RO	2	23 December 2005	12 October 2007
ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司	RE	4	09 July 2004	12 October 2007
ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司	RE	3	09 July 2004	12 October 2007
ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司	RE	1	24 June 2004	12 October 2007
Jefferies Bache (Hong Kong) Limited	RE	2	03 May 2004	11 May 2004
FT Securities Limited 富通證券有限公司	RE	1	03 May 2004	11 May 2004
BOCI Commodities & Futures Limited 中銀國際期貨有限公司	RE	2	07 January 2004	11 March 2004
BOCI Securities Limited 中銀國際證券有限公司	RE	1	07 January 2004	11 March 2004
Goldin Equities Limited 高銀(證券)有限公司	RE	1	01 April 2003	11 March 2004
BOCI Bullion Company Limited 中銀國際金業有限公司	RE	7	01 April 2003	11 March 2004
BOCI Bullion Company Limited 中銀國際金業有限公司	RE	1	01 April 2003	11 March 2004
BOCI Bullion Company Limited 中銀國際金業有限公司	RE	4	01 April 2003	03 December 2003
BOCI Bullion Company Limited 中銀國際金業有限公司	RE	9	01 April 2003	03 December 2003
BOCI Bullion Company Limited 中銀國際金業有限公司	RE	6	01 April 2003	03 December 2003
Goldin Equities Limited 高銀(證券)有限公司	RE	9	01 April 2003	03 December 2003
Goldin Equities Limited 高銀(證券)有限公司	RE	4	01 April 2003	03 December 2003
Goldin Equities Limited 高銀(證券)有限公司	RE	6	01 April 2003	03 December 2003