SFC Licences of TAO Tak Yan, Dennis 陶德仁
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KINGKEY SECURITIES GROUP LIMITED 京基證券集團有限公司 | RE | 1 | 31 July 2013 | 18 November 2016 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 26 March 2004 | 01 September 2010 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 26 March 2004 | 01 September 2010 |