SFC Licences of NG Season Gregory 吳世淳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Blackhorn Wealth Management Limited 晉羚財富管理有限公司 | RE | 9 | 29 March 2022 | |
| Blackhorn Wealth Management Limited 晉羚財富管理有限公司 | RE | 4 | 29 March 2022 | |
| Glory Sun Securities Limited 寶新證券有限公司 | RE | 9 | 15 July 2015 | 04 August 2015 |
| Glory Sun Securities Limited 寶新證券有限公司 | RE | 4 | 15 July 2015 | 04 August 2015 |
| Glory Sun Securities Limited 寶新證券有限公司 | RE | 1 | 15 July 2015 | 04 August 2015 |
| IPP Financial Advisers Limited 盈加理財顧問有限公司 | RE | 4 | 24 April 2014 | 30 June 2015 |
| IPP Financial Advisers Limited 盈加理財顧問有限公司 | RE | 1 | 24 April 2014 | 30 June 2015 |