SFC Licences of WONG Yu Yin 黃汝賢

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
KGI Asia Limited 凱基證券亞洲有限公司	RE	1	05 March 2024
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司	RE	2	05 March 2024
Emperio Securities And Assets Management Limited 帝峯證券及資產管理有限公司	RO	1	13 June 2018	23 September 2019
Emperio Securities And Assets Management Limited 帝峯證券及資產管理有限公司	RO	9	06 September 2017	23 September 2019
Emperio Securities And Assets Management Limited 帝峯證券及資產管理有限公司	RO	4	06 September 2017	23 September 2019
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司	RE	2	10 July 2014	08 July 2017
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司	RE	1	10 July 2014	08 July 2017
iBest Consultants Limited	RE	4	28 March 2013	02 August 2013
iBest Consultants Limited	RE	2	28 March 2013	02 August 2013
iBest Consultants Limited	RE	1	28 March 2013	02 August 2013
BOCOM International Securities Limited 交銀國際證券有限公司	RE	1	12 December 2011	20 March 2012
Aisance Asset Management Limited 君達資產管理有限公司	RE	9	25 August 2009	24 November 2009
KGI Asia Limited 凱基證券亞洲有限公司	RE	1	26 May 2009	24 November 2009
Aisance Asset Management Limited 君達資產管理有限公司	RO	9	16 June 2005	22 July 2005
China Everbright Assets Management Limited 中國光大資產管理有限公司	RE	9	11 June 2003	11 March 2004