SFC Licences of SHAW Allan 蕭海洋

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Hong Kong Main Fund Securities Limited 香港萬峰證券有限公司	RO	1	24 April 2023
Zhongpu International Futures Co., Limited 中浦國際期貨有限公司	RO	1	16 August 2021	28 July 2022
Zhongpu International Futures Co., Limited 中浦國際期貨有限公司	RO	2	23 May 2019	28 July 2022
CITIC Futures International Company Limited 中信期貨國際有限公司	RO	2	31 August 2015	02 February 2018
HGNH International Futures Co., Limited 橫華國際期貨有限公司	RO	2	12 May 2014	05 August 2015
HGNH International Forex Co., Limited 橫華國際外滙有限公司	RO	3	04 April 2014	05 August 2015
HGNH International Securities Co., Limited 橫華國際証券有限公司	RE	1	07 February 2014	05 August 2015
HGNH International Futures Co., Limited 橫華國際期貨有限公司	RE	2	19 December 2013	12 May 2014
Haitong International Securities Company Limited 海通國際證券有限公司	RO	3	21 February 2013	04 July 2013
Haitong International Securities Company Limited 海通國際證券有限公司	RE	1	06 January 2012	04 July 2013
Haitong International Futures Limited 海通國際期貨有限公司	RE	2	06 August 2009	04 July 2013
Haitong International Securities Company Limited 海通國際證券有限公司	RE	3	06 August 2009	21 February 2013
CES Forex (HK) Limited 光證外匯（香港）有限公司	RE	3	03 February 2006	18 July 2009
CES Commodities (HK) Limited 光證期貨（香港）有限公司	RE	2	03 February 2006	18 July 2009
Shun Loong Forex Company Limited 順隆外匯有限公司	RE	3	04 April 2005	18 July 2009
Shun Loong Futures Limited 順隆期貨有限公司	RE	2	04 April 2005	18 July 2009
Shun Loong Forex Company Limited 順隆外匯有限公司	RE	3	25 June 2004	05 January 2005
Shun Loong Futures Limited 順隆期貨有限公司	RE	2	25 June 2004	05 January 2005
Haitong International Futures Limited 海通國際期貨有限公司	RE	2	18 May 2004	02 June 2004
Haitong International Securities Company Limited 海通國際證券有限公司	RE	3	14 April 2004	02 June 2004
Hong Kong Forex Investment Limited 香港外匯投資有限公司	RE	3	01 April 2003	13 April 2004