SFC Licences of CHAN Nga Yee 陳雅兒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SG Asset Finance (Hong Kong) Limited | RE | 1 | 02 June 2011 | 31 December 2014 |
| Refco Forex Limited | RE | 3 | 19 January 2004 | 04 November 2005 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 5 | 01 April 2003 | 03 June 2003 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 9 | 01 April 2003 | 03 June 2003 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 01 April 2003 | 03 June 2003 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 9 | 01 April 2003 | 03 June 2003 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 6 | 01 April 2003 | 03 June 2003 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 01 April 2003 | 03 June 2003 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 01 April 2003 | 03 June 2003 |