SFC Licences of CHENG Chun Ying, Carty 鄭俊英

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 RE 2 14 December 2018
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 1 14 December 2018
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 RE 2 27 October 2003 05 December 2018
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 RE 1 01 April 2003 05 December 2018
DBS Vickers Futures (Hong Kong) Limited DBS唯高達期貨有限公司 RE 2 01 April 2003 12 December 2003
DBS Vickers Securities (Hong Kong) Limited DBS唯高達証券有限公司 RE 1 01 April 2003 27 October 2003
DBS Vickers Securities (Hong Kong) Limited DBS唯高達証券有限公司 RE 6 01 April 2003 20 October 2003
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 RE 4 01 April 2003 20 October 2003
DBS Vickers Futures (Hong Kong) Limited DBS唯高達期貨有限公司 RE 9 01 April 2003 20 October 2003
DBS Vickers Futures (Hong Kong) Limited DBS唯高達期貨有限公司 RE 5 01 April 2003 20 October 2003
DBS Vickers Securities (Hong Kong) Limited DBS唯高達証券有限公司 RE 4 01 April 2003 20 October 2003
DBS Vickers Securities (Hong Kong) Limited DBS唯高達証券有限公司 RE 9 01 April 2003 20 October 2003
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 RE 9 01 April 2003 13 October 2003
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 RE 6 01 April 2003 13 October 2003