SFC Licences of SO Siu Lam, Simon 蘇兆霖

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 27 April 2021
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 27 April 2021
Haitong International Securities Company Limited 海通國際證券有限公司
RE 3 29 January 2004 12 December 2019
Haitong International Futures Limited 海通國際期貨有限公司
RE 2 01 April 2003 14 April 2021
Haitong International Securities Company Limited 海通國際證券有限公司
RE 1 01 April 2003 14 April 2021
Haitong International Futures Limited 海通國際期貨有限公司
RE 5, 7, 9 01 April 2003 06 October 2003
Haitong International Securities Company Limited 海通國際證券有限公司
RE 4 01 April 2003 06 October 2003
Haitong International Securities Company Limited 海通國際證券有限公司
RE 6, 7, 9 01 April 2003 29 September 2003