SFC Licences of WOOD Simon Nicholas Lionel

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 6 28 March 2013 10 February 2017
BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 RE 6 26 April 2011 31 December 2016
Macquarie Corporate (Hong Kong) Limited RE 6 23 July 2010 30 July 2010
Macquarie Capital Limited 麥格理資本股份有限公司 RE 6 23 July 2010 30 July 2010
Macquarie Capital Limited 麥格理資本股份有限公司 RE 1 23 July 2010 30 July 2010
Macquarie Corporate (Hong Kong) Limited RO 6 08 January 2009 23 July 2010
Macquarie Capital Limited 麥格理資本股份有限公司 RO 6 08 January 2009 23 July 2010
Macquarie Capital Limited 麥格理資本股份有限公司 RO 1 08 January 2009 23 July 2010
Macquarie Corporate (Hong Kong) Limited RE 6 24 August 2005 08 January 2009
Macquarie Capital Limited 麥格理資本股份有限公司 RE 6 24 August 2005 08 January 2009
Macquarie Capital Limited 麥格理資本股份有限公司 RE 1 24 August 2005 08 January 2009
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 RE 6 02 December 2004 06 June 2005
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 RE 1 02 December 2004 06 June 2005
Fox-Pitt, Kelton (Asia) Limited RO 6 01 April 2003 12 September 2004