SFC Licences of NG Wai Yu 吳惠如
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Taurus Associates Asset Management Limited 托利斯聯席基金管理有限公司 | RO | 9 | 04 January 2010 | 15 May 2012 |
Taurus Associates Asset Management Limited 托利斯聯席基金管理有限公司 | RO | 4 | 04 January 2010 | 15 May 2012 |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 17 August 2006 | 08 November 2008 |
BOCI Research Limited 中銀國際研究有限公司 | RE | 4 | 01 August 2005 | 03 March 2006 |
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 | RE | 6 | 31 March 2004 | 24 July 2005 |
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 | RE | 1 | 31 March 2004 | 24 July 2005 |
Mason Securities Limited 茂宸證券有限公司 | RE | 6 | 01 April 2003 | 09 February 2004 |
Mason Securities Limited 茂宸證券有限公司 | RE | 9 | 01 April 2003 | 09 February 2004 |
Mason Securities Limited 茂宸證券有限公司 | RE | 4 | 01 April 2003 | 09 February 2004 |