SFC Licences of NG Wai Yu 吳惠如

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Taurus Associates Asset Management Limited 托利斯聯席基金管理有限公司 RO 9 04 January 2010 15 May 2012
Taurus Associates Asset Management Limited 托利斯聯席基金管理有限公司 RO 4 04 January 2010 15 May 2012
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 1 17 August 2006 08 November 2008
BOCI Research Limited 中銀國際研究有限公司 RE 4 01 August 2005 03 March 2006
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RE 6 31 March 2004 24 July 2005
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RE 1 31 March 2004 24 July 2005
Mason Securities Limited 茂宸證券有限公司 RE 6 01 April 2003 09 February 2004
Mason Securities Limited 茂宸證券有限公司 RE 9 01 April 2003 09 February 2004
Mason Securities Limited 茂宸證券有限公司 RE 4 01 April 2003 09 February 2004