SFC Licences of TAN Chui Ha Janice 譚翠霞
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 25 November 2015 | 27 November 2015 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 25 November 2015 | 27 November 2015 |
China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 | RE | 9 | 12 November 2008 | 03 June 2011 |
China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 | RE | 4 | 12 November 2008 | 03 June 2011 |
CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 01 April 2003 | 07 June 2007 |