SFC Licences of CHAN Kee Chee, Keith 陳其志
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RO | 1 | 20 December 2022 | |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 04 September 2014 | 20 December 2022 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 1 | 28 September 2009 | 04 June 2014 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 11 August 2008 | 17 June 2009 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 | RE | 1 | 20 March 2006 | 24 April 2009 |