SFC Licences of LIU Lai Kuen, Linda 廖麗娟

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Frontier Capital Management Limited 方達資本管理有限公司 RO 9 24 June 2015 09 May 2016
Frontier Capital Management Limited 方達資本管理有限公司 RO 4 24 June 2015 09 May 2016
MEAG Hong Kong Limited RO 9 12 December 2007 11 February 2015
MEAG Hong Kong Limited RO 4 12 December 2007 11 February 2015
MEAG Hong Kong Limited RE 9 08 November 2007 12 December 2007
MEAG Hong Kong Limited RE 4 08 November 2007 12 December 2007
Daiwa Asset Management (H.K.) Limited 大和投資管理(香港)有限公司 RO 9 07 August 2007 01 November 2007
Daiwa Asset Management (H.K.) Limited 大和投資管理(香港)有限公司 RE 9 08 March 2007 07 August 2007
Daiwa Asset Management (H.K.) Limited 大和投資管理(香港)有限公司 RE 5 15 March 2006 10 June 2007
Daiwa Asset Management (H.K.) Limited 大和投資管理(香港)有限公司 RO 4 23 January 2006 01 November 2007
Daiwa Asset Management (H.K.) Limited 大和投資管理(香港)有限公司 RE 4 29 September 2005 23 January 2006
Daiwa Asset Management (H.K.) Limited 大和投資管理(香港)有限公司 RO 4 16 February 2005 29 September 2005
Daiwa Asset Management (H.K.) Limited 大和投資管理(香港)有限公司 RE 9 29 December 2004 29 June 2005
Daiwa Asset Management (H.K.) Limited 大和投資管理(香港)有限公司 RE 5 29 December 2004 29 June 2005
Daiwa Asset Management (H.K.) Limited 大和投資管理(香港)有限公司 RE 4 16 November 2004 16 February 2005
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 25 March 2004 24 October 2004
Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 RE 4 01 April 2003 24 October 2004
Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 RE 6 01 April 2003 27 August 2004