SFC Licences of SIMMONDS Ian Timothy

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 RO 4 01 April 2003 31 July 2003
Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 RO 1 01 April 2003 31 July 2003
Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 RO 6 01 April 2003 31 July 2003
Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 RO 9 01 April 2003 31 July 2003