SFC Licences of LO Sau Ling 盧秀玲

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 26 May 2008
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 01 April 2003
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 4, 6, 7, 9 01 April 2003 05 May 2004