SFC Licences of CHAN Tat Wai 陳達威

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Capital Base Securities Limited 京基證券有限公司 RO 9 23 May 2018
Capital Base Securities Limited 京基證券有限公司 RO 4 23 May 2018
Capital Base Securities Limited 京基證券有限公司 RO 2 23 May 2018
Capital Base Securities Limited 京基證券有限公司 RO 1 23 May 2018
MG Wealth Management Limited 萬兆豐財富管理有限公司 RO 9 20 October 2016 20 July 2017
Golden Hen Securities and Futures Limited 金母雞證券期貨有限公司 RO 2 10 March 2015 20 July 2017
Golden Hen Securities and Futures Limited 金母雞證券期貨有限公司 RO 1 10 March 2015 20 July 2017
Abundancia Global Asset Management (Hong Kong) Limited 豐裕環球資產管理(香港)有限公司 RE 4 06 October 2014 10 March 2015
Golden Hen Securities and Futures Limited 金母雞證券期貨有限公司 RE 2 06 October 2014 10 March 2015
Golden Hen Securities and Futures Limited 金母雞證券期貨有限公司 RE 1 06 October 2014 10 March 2015
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 4 16 May 2013 20 September 2014
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 28 April 2006 20 September 2014
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 01 April 2003 20 September 2014
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 4 01 April 2003 22 March 2005
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 6 01 April 2003 22 March 2005
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 9 01 April 2003 22 March 2005