SFC Licences of KANG Minja Evelyn
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 | RE | 1 | 01 December 2023 | |
| BTIG Hong Kong Limited | RE | 1 | 03 July 2012 | 31 December 2012 |
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 | RE | 1 | 24 September 2010 | 18 May 2011 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 30 April 2007 | 10 August 2007 |
| UBS Securities Asia Limited | RE | 4 | 01 April 2003 | 02 February 2004 |
| UBS Securities Asia Limited | RE | 9 | 01 April 2003 | 02 February 2004 |
| UBS Securities Asia Limited | RE | 6 | 01 April 2003 | 02 February 2004 |