SFC Licences of KWOK Wai Ki, Henry 郭偉奇

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
SINO-CEEF Capital Management Company Limited 世福資本管理有限公司	RO	9	17 October 2014	03 November 2020
SINO-CEEF Capital Management Company Limited 世福資本管理有限公司	RO	4	17 October 2014	03 November 2020
ICBC (Asia) Futures Company Limited 工銀亞洲期貨有限公司	RO	5	23 July 2013	27 July 2021
ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司	RO	9	14 October 2011
ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司	RO	5	14 October 2011
ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司	RO	4	14 October 2011
ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司	RE	9	05 December 2005	14 October 2011
ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司	RE	4	05 December 2005	14 October 2011
Huajin Corporate Finance (International) Limited 華金融資(國際)有限公司	RE	6	05 December 2005	01 September 2008
Huajin Corporate Finance (International) Limited 華金融資(國際)有限公司	RE	4	05 December 2005	01 September 2008
UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司	RE	1	18 August 2003	22 September 2005
UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司	RE	9	01 April 2003	22 September 2005
UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司	RE	6	01 April 2003	22 September 2005
UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司	RE	4	01 April 2003	22 September 2005