SFC Licences of CHAN Chun Man 陳俊文

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
HSBC Investment Funds (Hong Kong) Limited RE 9 07 July 2021
HSBC Investment Funds (Hong Kong) Limited RE 4 07 July 2021
HSBC Investment Funds (Hong Kong) Limited RE 1 07 July 2021
HSBC Global Asset Management (Hong Kong) Limited RE 9 07 July 2021
HSBC Global Asset Management (Hong Kong) Limited RE 4 07 July 2021
HSBC Global Asset Management (Hong Kong) Limited RE 1 07 July 2021
Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 RE 9 19 May 2020 21 May 2021
Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 RE 4 14 May 2020 21 May 2021
Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 RE 1 14 May 2020 21 May 2021
State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 RE 4 30 April 2012 08 April 2020
State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 RE 1 30 April 2012 08 April 2020
BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 RE 4 17 May 2010 31 March 2012
BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 RE 1 17 May 2010 31 March 2012
Allianz Global Investors Hong Kong Limited RE 1 17 August 2009 01 May 2010
Capital International, Inc. RE 1 31 July 2007 01 July 2009
Capital International, Inc. RE 9 19 March 2007 01 July 2009
Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 RO 4 27 July 2006 27 February 2007
Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 RO 1 27 July 2006 27 February 2007
Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 RE 9 07 February 2006 01 March 2007
Legg Mason International Equities (Hong Kong) Limited (trading as Esemplia; Esemplia Emerging Markets) 美盛國際股票(香港)有限公司 (以匯琛; 匯琛新興巿場資產管理名義經營業務) RE 9 07 February 2006 01 March 2007
Legg Mason International Equities (Hong Kong) Limited (trading as Esemplia; Esemplia Emerging Markets) 美盛國際股票(香港)有限公司 (以匯琛; 匯琛新興巿場資產管理名義經營業務) RE 4 07 February 2006 27 February 2007
Legg Mason International Equities (Hong Kong) Limited (trading as Esemplia; Esemplia Emerging Markets) 美盛國際股票(香港)有限公司 (以匯琛; 匯琛新興巿場資產管理名義經營業務) RE 1 07 February 2006 27 February 2007
Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 RE 4 07 February 2006 27 July 2006
Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 RE 1 07 February 2006 27 July 2006
Schroder Investment Management (Hong Kong) Limited RE 1 01 April 2003 29 August 2005
Schroder Investment Management (Hong Kong) Limited RE 9 01 April 2003 25 June 2003
Schroder Investment Management (Hong Kong) Limited RE 6 01 April 2003 25 June 2003
Schroder Investment Management (Hong Kong) Limited RE 4 01 April 2003 25 June 2003