SFC Licences of SIN Hong Yee, Connie 冼康怡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 05 February 2024 | |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 05 February 2024 | |
| Lion Global Financial Limited 獅瀚環球金融有限公司 | RO | 9 | 26 June 2013 | 29 February 2016 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 | RE | 9 | 29 September 2010 | 26 June 2013 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 | RE | 4 | 29 September 2010 | 27 July 2011 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 | RE | 1 | 03 August 2010 | 31 May 2013 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 06 May 2009 | 02 July 2010 |
| Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 | RE | 4 | 01 April 2003 | 25 October 2004 |
| Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 | RE | 9 | 01 April 2003 | 18 December 2003 |
| Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 | RE | 6 | 01 April 2003 | 18 December 2003 |