SFC Licences of NG Cheuk To 吳灼濤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Cinda International Securities Limited 信達國際證券有限公司 | RE | 1 | 11 December 2020 | |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 04 June 2018 | 30 November 2020 |
| Corporate Brokers Limited 協聯證券有限公司 | RE | 1 | 11 November 2014 | 31 May 2018 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 08 August 2011 | 01 November 2014 |
| Celestial Securities Limited 時富證券有限公司 | RE | 1 | 24 December 2008 | 26 July 2011 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 02 August 2005 | 05 December 2008 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 1 | 01 April 2003 | 02 August 2005 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 9 | 01 April 2003 | 09 January 2004 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 6 | 01 April 2003 | 09 January 2004 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 4 | 01 April 2003 | 09 January 2004 |