SFC Licences of LEE San Man 利新民
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 4 | 13 June 2006 | |
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 28 April 2006 | |
Celestial Securities Limited 時富證券有限公司 | RE | 1 | 10 November 2005 | 24 April 2006 |
China Everbright Research Limited 中國光大資料研究有限公司 | RE | 4 | 26 August 2004 | 16 October 2005 |
JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 | RE | 1 | 01 June 2004 | 27 July 2004 |
JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 | RE | 4 | 01 April 2003 | 01 June 2004 |
JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 | RE | 9 | 01 April 2003 | 28 May 2004 |
JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 | RE | 6 | 01 April 2003 | 28 May 2004 |