SFC Licences of LI Hok Lai 李學禮

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Sino Wealth Asset Management Limited 國新資產管理有限公司	RO	9	03 August 2023
Sino Wealth Asset Management Limited 國新資產管理有限公司	RO	4	03 August 2023
Giga (Hong Kong) Limited	RO	9	09 May 2023	26 July 2023
Giga (Hong Kong) Limited	RO	4	09 May 2023	26 July 2023
Black Marble Securities Limited 貝格隆証券有限公司	RO	1	10 May 2022	30 June 2022
Bluemount Asset Management Limited 藍山資產管理有限公司	RO	9	05 September 2018	31 May 2021
Bluemount Asset Management Limited 藍山資產管理有限公司	RE	9	09 August 2017	05 September 2018
Bluemount Securities Limited 藍山證券有限公司	RO	4	05 December 2016	31 May 2021
Bluemount Securities Limited 藍山證券有限公司	RO	1	05 December 2016	31 May 2021
Central Wealth Securities Investment Limited 中達證券投資有限公司	RE	4	16 March 2016	01 November 2016
Central Wealth Securities Investment Limited 中達證券投資有限公司	RE	1	16 March 2016	01 November 2016
Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司	RE	1	01 December 2005	17 August 2015
Huarong International Securities Limited 華融國際證券有限公司	RE	1	05 July 2005	22 July 2005