SFC Licences of NG Chak Ming 吳澤明

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
China Finance KAB Limited 中金三甲證券有限公司	RE	4	04 March 2014	31 March 2017
China Finance KAB Limited 中金三甲證券有限公司	RE	1	04 March 2014	31 March 2017
Citigroup Global Markets Hong Kong Futures and Securities Limited	RE	2	15 October 2007	21 November 2008
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	1	20 September 2007	21 November 2008
SG Securities (HK) Limited 法國興業證券(香港)有限公司	RE	1	07 April 2005	03 August 2007
SG Asset Finance (Hong Kong) Limited	RE	2	28 October 2003	26 July 2004
SG Asset Finance (Hong Kong) Limited	RE	1	01 April 2003	26 July 2004
Newedge Broker Hong Kong Limited 新際經紀香港有限公司	RE	2	01 April 2003	28 October 2003
Newedge Broker Hong Kong Limited 新際經紀香港有限公司	RE	5	01 April 2003	09 July 2003
SG Asset Finance (Hong Kong) Limited	RE	9	01 April 2003	09 July 2003
Newedge Broker Hong Kong Limited 新際經紀香港有限公司	RE	9	01 April 2003	09 July 2003
Newedge Broker Hong Kong Limited 新際經紀香港有限公司	RE	7	01 April 2003	09 July 2003
SG Asset Finance (Hong Kong) Limited	RE	4	01 April 2003	09 July 2003
SG Asset Finance (Hong Kong) Limited	RE	6	01 April 2003	09 July 2003
SG Asset Finance (Hong Kong) Limited	RE	7	01 April 2003	09 July 2003