SFC Licences of YEUNG Wing Chau 楊榮洲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 08 October 2020 | 25 February 2022 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 25 September 2020 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 13 June 2014 | 02 October 2017 |
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 | RE | 1 | 05 January 2009 | 07 June 2014 |
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 05 January 2009 | 07 June 2014 |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 08 October 2003 | 31 December 2008 |
Celestial Securities Limited 時富證券有限公司 | RE | 9 | 01 April 2003 | 17 September 2003 |
Celestial Securities Limited 時富證券有限公司 | RE | 7 | 01 April 2003 | 17 September 2003 |
Celestial Securities Limited 時富證券有限公司 | RE | 6 | 01 April 2003 | 17 September 2003 |
Celestial Securities Limited 時富證券有限公司 | RE | 4 | 01 April 2003 | 17 September 2003 |
Celestial Securities Limited 時富證券有限公司 | RE | 1 | 01 April 2003 | 17 September 2003 |