SFC Licences of NG Yin Lam 吳彥霖

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司	RE	1	25 January 2022
Arta Global Markets Limited 裕承環球巿場有限公司	RE	4	09 February 2021	11 January 2022
Arta Global Markets Limited 裕承環球巿場有限公司	RE	1	09 February 2021	11 January 2022
Emperio Securities And Assets Management Limited 帝峯證券及資產管理有限公司	RE	4	31 March 2020	31 January 2021
Emperio Securities And Assets Management Limited 帝峯證券及資產管理有限公司	RE	1	31 March 2020	31 January 2021
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司	RE	1	06 May 2013	31 May 2017
Orient Securities Limited 東方匯財證券有限公司	RE	1	07 January 2009	27 April 2013
Piper Jaffray Asia Futures Limited 派杰亞洲期貨有限公司	RE	2	05 January 2005	01 January 2009
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司	RE	1	05 January 2005	01 January 2009
Prudential Brokerage Limited 信誠證券有限公司	RE	1	17 December 2003	05 January 2005
Prudential Index Trading Company Limited 信誠期貨有限公司	RE	2	17 December 2003	05 January 2005
ASG Brokerage Limited 亞洲環球證券經紀有限公司	RE	1	01 April 2003	03 December 2003
ASG Futures Limited 亞洲環球期貨有限公司	RE	2	01 April 2003	03 December 2003
ASG Brokerage Limited 亞洲環球證券經紀有限公司	RE	6	01 April 2003	08 September 2003
ASG Brokerage Limited 亞洲環球證券經紀有限公司	RE	4	01 April 2003	08 September 2003
ASG Brokerage Limited 亞洲環球證券經紀有限公司	RE	9	01 April 2003	08 September 2003
ASG Futures Limited 亞洲環球期貨有限公司	RE	9	01 April 2003	08 September 2003
ASG Futures Limited 亞洲環球期貨有限公司	RE	5	01 April 2003	08 September 2003