SFC Licences of NG Wing Sum, Agnes 吳詠芯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
LIM Advisors Limited | RE | 9 | 28 June 2005 | 27 October 2008 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 4 | 14 October 2004 | 14 March 2005 |
HSBC Securities (Asia) Limited | RE | 4 | 01 April 2003 | 04 December 2003 |
HSBC Securities (Asia) Limited | RE | 6 | 01 April 2003 | 03 December 2003 |
HSBC Securities (Asia) Limited | RE | 9 | 01 April 2003 | 03 December 2003 |