SFC Licences of MAC CARTHY Denis
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RO | 4 | 27 March 2009 | 11 December 2009 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RO | 1 | 25 November 2004 | 11 December 2009 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RO | 5 | 08 January 2004 | 11 December 2009 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RO | 2 | 08 January 2004 | 11 December 2009 |
| Deutsche Futures Hong Kong Limited 德意志期貨香港有限公司 | RO | 2 | 07 July 2003 | 29 June 2004 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 09 June 2003 | 25 November 2004 |
| Deutsche Futures Hong Kong Limited 德意志期貨香港有限公司 | RE | 2 | 09 June 2003 | 07 July 2003 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 10 April 2003 | 12 May 2003 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 01 April 2003 | 12 May 2003 |
| Morgan Stanley Hong Kong Futures Limited | RO | 2 | 01 April 2003 | 12 May 2003 |
| Morgan Stanley Hong Kong Futures Limited | RO | 7 | 01 April 2003 | 12 May 2003 |