SFC Licences of YIU Tak Yin 姚得賢

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Leeds Securities Investment Limited 競富證券金融有限公司	RO	1	03 August 2022
Leeds Securities Investment Limited 競富證券金融有限公司	RE	1	12 May 2022	03 August 2022
Leeds Fund International Limited 競富基金國際有限公司	RO	9	12 May 2022
Leeds Fund International Limited 競富基金國際有限公司	RO	4	12 May 2022
Prime Cdex Futures Limited 乾立亨期貨有限公司	RO	5	12 August 2021	31 January 2022
Prime Cdex Asset Management Limited 乾立亨資產管理有限公司	RO	9	09 June 2020	31 January 2022
Prime Cdex Futures Limited 乾立亨期貨有限公司	RO	2	09 June 2020	31 January 2022
Prime Cdex Securities Limited 乾立亨證券有限公司	RO	4	09 June 2020	31 January 2022
Prime Cdex Securities Limited 乾立亨證券有限公司	RO	1	09 June 2020	31 January 2022
Cheung On Securities Limited 長安證券有限公司	RO	9	27 November 2019	20 April 2020
Cheung On Securities Limited 長安證券有限公司	RO	4	28 February 2019	20 April 2020
Cheung On Securities Limited 長安證券有限公司	RO	1	28 February 2019	20 April 2020
Cheung On Securities Limited 長安證券有限公司	RE	9	28 February 2019	27 November 2019
LERTHAI Securities (Hong Kong) Limited 勒泰證券(香港)有限公司	RE	2	26 July 2018	18 September 2018
LERTHAI Securities (Hong Kong) Limited 勒泰證券(香港)有限公司	RE	1	26 July 2018	18 September 2018
LERTHAI Asset Management Limited 勒泰資產管理有限公司	RE	4	26 July 2018	18 September 2018
Imperium International Securities Limited 帝國國際証券有限公司	RO	2	30 March 2016	12 July 2018
Imperium International Asset Management Limited 帝國國際資產管理有限公司	RO	5	30 March 2016	12 July 2018
Imperium International Securities Limited 帝國國際証券有限公司	RO	4	20 August 2015	12 July 2018
Imperium International Securities Limited 帝國國際証券有限公司	RO	1	20 August 2015	12 July 2018
Imperium International Securities Limited 帝國國際証券有限公司	RE	2	24 December 2012	30 March 2016
Imperium International Securities Limited 帝國國際証券有限公司	RE	1	27 September 2012	20 August 2015
Quest Stockbrokers (HK) Limited 華輝證券有限公司	RE	1	12 September 2011	04 August 2012
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司	RE	1	08 June 2011	29 August 2011
Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司	RE	2	08 June 2011	29 August 2011
CES Commodities (HK) Limited 光證期貨（香港）有限公司	RE	2	31 March 2011	16 April 2011
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	1	03 March 2011	16 April 2011
Fulbright Securities Limited 富昌證券有限公司	RE	1	28 June 2010	31 August 2010
Jimei Securities Limited 集美證券有限公司	RE	1	02 July 2009	24 June 2010
Delta Asia Securities Limited 滙業證券有限公司	RE	1	19 March 2007	01 July 2009
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司	RE	1	26 October 2004	07 March 2005
Fuhwa Securities (Hong Kong) Co., Limited 復華證券(香港)有限公司	RE	1	20 October 2003	19 October 2004
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司	RE	4	01 April 2003	01 October 2003
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司	RE	9	01 April 2003	01 October 2003
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司	RE	7	01 April 2003	01 October 2003
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司	RE	6	01 April 2003	01 October 2003
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司	RE	4	01 April 2003	01 October 2003
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司	RE	1	01 April 2003	01 October 2003
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司	RE	6	01 April 2003	01 October 2003
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司	RE	7	01 April 2003	01 October 2003
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司	RE	9	01 April 2003	01 October 2003
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司	RE	1	01 April 2003	01 October 2003