SFC Licences of WONG Yuet Kuen 王月娟

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Public Securities Limited 大眾証券有限公司 RE 1 26 May 2010 01 January 2014
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RE 2 13 January 2010 21 May 2010
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 13 January 2010 21 May 2010
Prudential Brokerage Limited 信誠證券有限公司 RE 1 09 January 2009 31 December 2009
Prudential Index Trading Company Limited 信誠期貨有限公司 RE 2 09 January 2009 31 December 2009
Fulbright Futures Limited 富昌期貨有限公司 RE 2 10 October 2008 06 December 2008
Fulbright Securities Limited 富昌證券有限公司 RE 1 10 October 2008 06 December 2008
CVP Securities Limited 星火證券有限公司 RE 2 07 February 2006 26 September 2008
CVP Securities Limited 星火證券有限公司 RE 1 07 February 2006 26 September 2008
Haitong International Securities Company Limited 海通國際證券有限公司 RE 3 23 April 2004 07 July 2005
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 01 April 2003 07 July 2005
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 01 April 2003 07 July 2005
Haitong International Futures Limited 海通國際期貨有限公司 RE 9 01 April 2003 06 October 2003
Haitong International Futures Limited 海通國際期貨有限公司 RE 7 01 April 2003 06 October 2003
Haitong International Futures Limited 海通國際期貨有限公司 RE 5 01 April 2003 06 October 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 01 April 2003 06 October 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 7 01 April 2003 29 September 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 6 01 April 2003 29 September 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 9 01 April 2003 29 September 2003