SFC Licences of CHAN Siu Lung 陳兆龍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 | RE | 2 | 10 October 2018 | 03 January 2020 |
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 | RE | 1 | 10 October 2018 | 03 January 2020 |
Celestial Commodities Limited 時富商品有限公司 | RE | 2 | 01 March 2007 | 28 September 2018 |
Celestial Securities Limited 時富證券有限公司 | RE | 1 | 01 March 2007 | 28 September 2018 |
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 04 November 2004 | 16 February 2007 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 01 April 2003 | 16 February 2007 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 4 | 01 April 2003 | 02 November 2004 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 9 | 01 April 2003 | 02 November 2004 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 6 | 01 April 2003 | 02 November 2004 |