SFC Licences of NGO Ken Hung
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Wolver Hill Asset Management Asia Limited | RE | 9 | 22 May 2023 | |
Wolver Hill Asset Management Asia Limited | RE | 4 | 22 May 2023 | |
Abax Global Capital (Hong Kong) Limited | RO | 9 | 16 April 2014 | 30 March 2023 |
Abax Global Capital (Hong Kong) Limited | RE | 9 | 23 December 2013 | 16 April 2014 |
Merrill Lynch Far East Limited | RE | 2 | 20 August 2010 | 01 October 2010 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 06 May 2010 | 01 October 2010 |
Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 06 May 2010 | 20 August 2010 |
Citadel Asia Limited | RE | 9 | 11 August 2008 | 23 March 2010 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 01 April 2003 | 10 May 2008 |
Merrill Lynch (Asia Pacific) Limited | RE | 7 | 01 April 2003 | 23 March 2005 |
Merrill Lynch (Asia Pacific) Limited | RE | 6 | 01 April 2003 | 23 March 2005 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 01 April 2003 | 23 March 2005 |
Merrill Lynch (Asia Pacific) Limited | RE | 9 | 01 April 2003 | 25 January 2005 |