SFC licenceholder AGK798 CHU Pierre Wang Chung 朱宏中

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 05 April 2020

Institution Role Licences Start date End date
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RO [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 26 August 2011
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 23 July 2007 26 August 2011
UBS Securities Asia Limited RE [4] (Advising on Securities), [6] (Advising on Corporate Finance), [9] (Asset Management) 01 April 2003 25 June 2003