SFC Licences of LAM So Har 林素霞
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Zhong Xiang Securities Limited 中享證券有限公司 | RE | 1 | 06 July 2018 | |
M&F Asset Management Limited 渼豐資產管理有限公司 | RE | 1 | 23 May 2018 | 01 July 2018 |
Evergrande Futures (Hong Kong) Limited 恒大期貨(香港)有限公司 | RE | 2 | 30 June 2017 | 31 March 2018 |
Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 | RE | 1 | 30 June 2017 | 31 March 2018 |
Hantec Futures Limited 亨達期貨有限公司 | RE | 2 | 19 April 2013 | 30 May 2014 |
Hantec Securities Co. Limited 亨達證券有限公司 | RE | 1 | 24 April 2012 | 30 May 2014 |
Karl Thomson Finance Limited 高信財務有限公司 | RE | 8 | 01 April 2003 | 11 March 2004 |