SFC Licences of TSUI Kit Ming 徐杰明

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCOM International Securities Limited 交銀國際證券有限公司 RE 2 09 February 2010 27 June 2013
BOCOM International Securities Limited 交銀國際證券有限公司 RE 1 09 February 2010 27 June 2013
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 08 October 2008 26 January 2010
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 27 February 2006 26 January 2010
Winfull Securities Limited 永富證券有限公司 RE 6 01 April 2003 01 May 2003
Winfull Securities Limited 永富證券有限公司 RE 1 01 April 2003 01 May 2003
Winfull Securities Limited 永富證券有限公司 RE 4 01 April 2003 01 May 2003
Winfull Securities Limited 永富證券有限公司 RE 9 01 April 2003 01 May 2003