SFC Licences of TSUI Kit Ming 徐杰明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 2 | 09 February 2010 | 27 June 2013 |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 09 February 2010 | 27 June 2013 |
CES Commodities (HK) Limited 光證期貨(香港)有限公司 | RE | 2 | 08 October 2008 | 26 January 2010 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 27 February 2006 | 26 January 2010 |
Winfull Securities Limited 永富證券有限公司 | RE | 6 | 01 April 2003 | 01 May 2003 |
Winfull Securities Limited 永富證券有限公司 | RE | 1 | 01 April 2003 | 01 May 2003 |
Winfull Securities Limited 永富證券有限公司 | RE | 4 | 01 April 2003 | 01 May 2003 |
Winfull Securities Limited 永富證券有限公司 | RE | 9 | 01 April 2003 | 01 May 2003 |