SFC Licences of SZE Wai Pang, Rick 施維鵬

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Barclays Capital Asia Limited 巴克萊亞洲有限公司	RE	2	24 June 2022
Barclays Capital Asia Limited 巴克萊亞洲有限公司	RE	1	24 June 2022
Merrill Lynch Far East Limited	RE	2	04 August 2011	12 April 2022
Merrill Lynch Far East Limited	RE	1	04 August 2011	12 April 2022
Merrill Lynch (Asia Pacific) Limited	RE	1	04 August 2011	12 April 2022
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	7	20 February 2009	04 May 2011
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	1	05 July 2004	04 May 2011
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司	RE	2	05 July 2004	04 May 2011
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司	RE	1	05 July 2004	04 May 2011
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司	RE	1	01 April 2003	07 April 2004
Credit Suisse Futures (Hong Kong) Limited	RE	2	01 April 2003	07 April 2004
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司	RE	9	01 April 2003	07 April 2004
Credit Suisse Futures (Hong Kong) Limited	RE	7	01 April 2003	07 April 2004
Credit Suisse Futures (Hong Kong) Limited	RE	9	01 April 2003	07 April 2004
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司	RE	6	01 April 2003	07 April 2004
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司	RE	4	01 April 2003	07 April 2004
Credit Suisse Futures (Hong Kong) Limited	RE	5	01 April 2003	07 April 2004
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司	RE	7	01 April 2003	22 August 2003