SFC Licences of HARVEY Alexander Harms
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 6 | 22 August 2017 | 12 December 2018 |
| Macquarie Corporate (Hong Kong) Limited | RE | 6 | 01 April 2003 | 31 March 2017 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 | RE | 4 | 01 April 2003 | 16 June 2003 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 | RE | 6 | 01 April 2003 | 16 June 2003 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 | RE | 9 | 01 April 2003 | 16 June 2003 |
| Macquarie Corporate (Hong Kong) Limited | RE | 4 | 01 April 2003 | 16 June 2003 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 | RE | 1 | 01 April 2003 | 16 June 2003 |