SFC Licences of LEUNG Siu Mun 梁小敏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Caitong International Securities Co., Limited 財通國際證券有限公司 | RE | 4 | 08 June 2022 | |
Caitong International Securities Co., Limited 財通國際證券有限公司 | RO | 1 | 09 April 2019 | |
Caitong International Securities Co., Limited 財通國際證券有限公司 | RE | 1 | 13 April 2016 | 09 April 2019 |
Celestial Securities Limited 時富證券有限公司 | RE | 1 | 22 October 2003 | 18 March 2016 |
Celestial Securities Limited 時富證券有限公司 | RE | 7 | 22 October 2003 | 19 February 2004 |
Celestial Finance Limited 時富財務有限公司 | RE | 8 | 01 April 2003 | 31 March 2005 |