SFC Licences of LI Zhifa 李志法
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 6 | 17 October 2013 | 28 November 2014 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 4 | 17 October 2013 | 28 November 2014 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 17 October 2013 | 28 November 2014 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 6 | 05 March 2012 | 08 September 2012 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 26 October 2006 | 22 March 2010 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 26 October 2006 | 22 March 2010 |