SFC Licences of PANG Pik Shan 彭碧珊

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Vantage Asset Management Limited 優越投資管理有限公司 RE 9 07 March 2024
Great Honour Asset Management Limited 高譽資產管理有限公司 RO 9 29 April 2020 31 December 2023
Great Honour Asset Management Limited 高譽資產管理有限公司 RO 4 29 April 2020 31 December 2023
Great Honour Asset Management Limited 高譽資產管理有限公司 RE 9 20 February 2020 29 April 2020
Great Honour Asset Management Limited 高譽資產管理有限公司 RE 4 20 February 2020 29 April 2020
ARTE Capital Management Limited RO 9 03 June 2019 31 October 2019
ARTE Capital Management Limited RO 4 03 June 2019 31 October 2019
Great Honour Asset Management Limited 高譽資產管理有限公司 RO 9 23 June 2017 31 May 2019
Great Honour Asset Management Limited 高譽資產管理有限公司 RO 4 23 June 2017 31 May 2019
Full House Asset Management Company Limited 富嘉資產管理有限公司 RO 9 24 August 2016 05 June 2017
Full House Asset Management Company Limited 富嘉資產管理有限公司 RO 4 24 August 2016 05 June 2017
China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司 RO 9 29 January 2016 31 July 2016
China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司 RE 9 27 October 2014 29 January 2016
China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司 RO 1 24 June 2013 31 July 2016
China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司 RE 1 06 September 2007 24 June 2013
Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 RE 2 24 April 2007 29 August 2007
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 1 24 April 2007 29 August 2007
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 RE 1 22 January 2007 14 April 2007
Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 RE 2 22 January 2007 14 April 2007
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 RE 2 15 December 2006 03 January 2007
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 1 15 December 2006 03 January 2007
Fulbright Futures Limited 富昌期貨有限公司 RE 2 14 December 2005 08 December 2006
Fulbright Securities Limited 富昌證券有限公司 RE 1 19 September 2003 08 December 2006
Ewarton Securities Limited 穎翔證券有限公司 RE 1 01 April 2003 19 September 2003
Ewarton Securities Limited 穎翔證券有限公司 RE 9 01 April 2003 18 September 2003
Ewarton Securities Limited 穎翔證券有限公司 RE 6 01 April 2003 18 September 2003
Ewarton Securities Limited 穎翔證券有限公司 RE 4 01 April 2003 18 September 2003